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Chief Compliance Officer - Hybrid RIA​/BD Leader

Job in Tampa, Hillsborough County, Florida, 33646, USA
Listing for: Florida Financial Advisors
Full Time position
Listed on 2026-10-07
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Chief Financial Officer (CFO), Risk Manager/Analyst, Financial Compliance
  • Management
    Regulatory Compliance Specialist, Chief Financial Officer (CFO), Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 150000 - 230000 USD Yearly USD 150000.00 230000.00 YEAR
Job Description & How to Apply Below
A fast-growing financial services firm is seeking a Chief Compliance Officer (CCO) to manage compliance functions for its RIA and Broker-Dealer operations. The ideal candidate will have strong leadership, communication, and organizational skills, along with required licenses and a bachelor's degree in Finance or related field. The CCO will oversee compliance with regulatory standards and lead the culture of ethical conduct within the organization.
This opportunity is for the Chief Compliance Officer
- Hybrid RIA/BD Leader role at Florida Financial Advisors. We are seeking a motivated Chief Compliance Officer
- Hybrid RIA/BD Leader to join Florida Financial Advisors in Tampa, FL, United States. Consider building your career as a Chief Compliance Officer
- Hybrid RIA/BD Leader at Florida Financial Advisors. The Chief Compliance Officer
- Hybrid RIA/BD Leader position in the Management & Operations field is open for applications.
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