More jobs:
Head of Clearing Risk
Job in
Tampa, Hillsborough County, Florida, 33646, USA
Listed on 2026-10-13
Listing for:
Social Capital Resources
Full Time
position Listed on 2026-10-13
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist, Corporate Finance
Job Description & How to Apply Below
Financial Services Firm in Tampa, Florida is seeking a Director of Clearing Risk
Responsibilities:- Daily monitoring of net capital, excess net capital, liquidity, and clearinghouse requirements
- Development and monitoring of Early Warning Indicators (EWIs)
- VaR, stress testing, and scenario analysis
- NSCC, DTC, OCC, and settlement liquidity exposure
- Client, correspondent, counter party, and concentration risk
- Capital forecasting and assessment of whether the firm has sufficient resources to support current and projected clearing volumes
- Establishing risk limits, escalation thresholds, and management reporting
- Working closely with the CEO, FINOP/CFO, Clearing Operations, Compliance, and Treasury
- 8+ years of relevant risk experience
- Meaningful experience working at a U.S. clearing broker or self-clearing broker-dealer
- Strong understanding of SEC/FINRA net capital requirements, clearinghouse margin/deposit requirements, liquidity risk, and broker-dealer market risk
- Experience building or managing clearing risk dashboards, EWIs, VaR, stress testing, and capital frameworks
- Senior enough to independently challenge the business and escalation risk issues to executive management
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×