Senior AML Compliance Lead - Broker-Dealer & Advisory
Listed on 2026-10-15
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Finance & Banking
Regulatory Compliance Specialist, Financial Crime
Social Capital Resources seeks an experienced AML Officer to lead the firm’s AML and financial crimes compliance program across broker-dealer and investment advisory lines. The role balances investigative work with program oversight and collaboration across Compliance, Operations, and other teams.
Ideal candidates will bring hands-on AML experience in regulated financial services, strong documentation skills, and the ability to manage investigations, SAR filings, and regulatory reporting with
For the Senior AML Compliance Lead
- Broker-Dealer & Advisory position at Social Capital Resources, we are reviewing applications now.
This is a great opening to take on the Senior AML Compliance Lead
- Broker-Dealer & Advisory role at Social Capital Resources.
As a Senior AML Compliance Lead
- Broker-Dealer & Advisory, you will play an important part at Social Capital Resources in Tampa, FL, United States.
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