Head of Compliance FinTech Broker-Dealer
Listed on 2026-10-19
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Finance & Banking
Regulatory Compliance Specialist, Financial Crime
Social Capital Resources, a rapidly growing financial services firm in Tampa, seeks a Chief Compliance Officer for a full-time position to lead the firm’s U.S. FINRA-registered broker-dealer compliance program. The role requires 10+ years of relevant compliance experience, especially with FINRA and SEC, a Bachelor’s degree, and proven management experience.
Fin-tech exposure is a plus. You will advise senior management, supervise a compliance team, and coordinate regulatory examinations to
The Head of Compliance for Fin Tech Broker-Dealer position in the Legal, Management & Operations field is open for applications.
The following opening is for a Head of Compliance for Fin Tech Broker-Dealer with Social Capital Resources.
Our organisation is growing, and we are hiring a Head of Compliance for Fin Tech Broker-Dealer in Tampa, FL, United States.
This opening is for the Head of Compliance for Fin Tech Broker-Dealer role at Social Capital Resources.
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