Executive VP, Markets Compliance - Broker-Dealer Risk
Listed on 2026-10-31
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Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
BNY is seeking a Senior Vice President to join the Markets Compliance team, focusing on US broker-dealer compliance. The role can be based in Pittsburgh or Lake Mary, FL, with strategic advisory responsibilities across Compliance, Finance, and Operations.
The candidate will assess risk, design controls, and support governance and reporting to the CCO, while staying updated on SEC/FINRA requirements and industry practices. A strong track record in regulated financial services is essential.
This is a genuine opportunity to take on the Executive VP, Markets Compliance - Broker-Dealer Risk role at BNY.
The position is based in FL, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 190..
We aim to respond to suitable candidates as soon as possible.
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