Intern - Wealth Advisory Group

Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more,you’llfind the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Join our Wealth Advisors Group Team as a Summer Intern, providing essential support to our LPL corporate employee advisors and support professionals. This program is designed to provide comprehensive learning experience in a team-based call center environment that delivers investment advice and guidance over the phone.

You’llbe challenged with passing the Securities Industry Essentials (SIE) exam while working on key initiatives to help the Wealth Advisors Group deliver a world-class client experience.

The ideal candidate should be local to the Tempe office during the time of the internship and will work on a hybrid schedule. (3 days in the office)

• Shadow financial advisors & the operations team to gain a better understanding of the industry and learn best practices
• Attend advice delivery training focused on preparation forinitialentry as a financial advisor
• Prepare for and work towards passing the Securities Industry Essentials (SIE) exam
• Assist with client communication, including scheduling meetings and preparing presentations
• Report on industry trends, market conditions, and financial regulations to support the team
• Participate in team meetings and contribute ideas for improving client service processes
• Support the completion of key IFS projects and initiatives
• Support the IFS team byparticipatingin client outreach campaigns
• Provide general administrative support to the Financial Advisors and support professionals

We’relooking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness ,
act with integrity , and are driven to help our clients succeed
. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

• Currently enrolled in an Undergraduate degree program with an expected graduation date of December 2027or May 2028
• 3.0 GPA Minimum
• Offer is contingent upon successful background screening and agreement to be local to the Tempe office
  - Selected candidates willoperateout of the office working on a hybrid schedule (2-3 days in office)

• Organization andstrong communication skills (verbal and written)
• Proficiency with Microsoft Office products (Excel, Word, PowerPoint, and Outlook) and Salesforce (CRM)
• Goal-oriented mindset with an eagerness to learn.

• SIE is preferred or strongly encouraged to have completed beforestartdate
• Telephone service/ client relationship management skills
• Prior financial tele-sales, trading or call center service experience
• Previous experience as financial advisor or delivering advice and guidance to retail clients
• Basic understanding of financial planning concepts, investment markets, and account types
• Entrepreneurial mind set, self-starter and quickly adapt to a fast-paced environment
• Proficient in Microsoft Office and web-based applications
• Ability toassistcustomers incallcenter environment while accessing data via multiple PC lookup applications. Must have excellent PC and data input skills

• Full - time position for
  10 weeksin the summer of 2027;
  Monday through Friday, working
  40 hoursa week during business operating hours.
• Internship dates: 6/1/2027 – 8/6/2027

September 21 at 11:59 PM PST