Senior Risk Manager - Investment Advisory

This job posting is anticipated to remain open for 30 days, from 01-Oct-2026. The posting may close early due to the volume of applicants.

Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we’re proud to be privately-owned, placing the focus on our clients rather than shareholder returns.

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We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.

People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.

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¹Fortune 500, published June 2024, data as of December 2023. Compensation provided for using, not obtaining, the rating.

The Wealth Management and Field Management (WMFM) 1st Line Risk Team identifies, assesses, manages, and elevates risks across the WMFM organization while supporting implementation of the Enterprise Risk Management (ERM) Framework.

The Senior Risk Manager – Investment Advisory serves as a trusted risk advisor and partner, managing risks associated with the firm’s investment advisory activities and product offerings. The role collaborates with stakeholders across the organization to drive risk management initiatives, provide visibility into the WMFM risk profile, and support the design and monitoring of risk mitigation plans. This is a hands-on individual contributor role focused on execution and influence rather than people leadership.

• Execute risk and control activities for the Investment Advisory line of business in alignment with the Enterprise Risk Management (ERM) Program and divisional requirements.
• Manage issue and incident management, critical business process inventorying and mapping, and risk assessments for existing operations, new projects, and strategic initiatives.
• Advise the team on divisional processes, historical risk results, firm policies and programs, and all ERM Program Framework and Standards.
• Partner with Business Owners to ensure policies, standards, and procedures align with ERM requirements, and support Business Risk Owners in evaluating remediation strategies and control enhancements.
• Execute procedural requirements for open high risks, including root cause analysis, action plan development, evidence, and remediation documentation, while supporting and challenging Business Risk Owners on action plan effectiveness.
• Review emerging risk concerns, provide early warning of key risks to divisional leadership, and develop, inventory, and report on Key Risk Indicators (KRIs).
• Use Governance, Risk, and Compliance (GRC) systems to document risk issues and assessment data, and support leadership in developing reports and analyzing results for risk forums.
• Serve as a resource to the team and divisional associates, and support risk training and education to help business partners and divisional associates understand the ERM Program.
• Internally this role is titled as Senior Risk and Control Associate

• 5+ years of risk management and/or audit experience required
• Bachelor’s degree required
• FINRA Series 7 license or acquire within 12 months of hiring
• Experience in financial services, specifically trading, wealth management, asset management, investment advisory, and/or financial planning
• Strong analytical,…