Senior QA Audit Manager: Broker-Dealer Controls
Listed on 2026-10-16
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Management
Regulatory Compliance Specialist
Charles Schwab is seeking a Senior Manager, Quality Assurance within the Internal Audit Department to lead QA reviews of broker-dealer audits, focusing on risk, control effectiveness, and regulatory compliance. The role emphasizes independent challenge, strong audit methodology, and collaboration with cross-functional teams.
The successful candidate will have extensive broker-dealer audit experience, deep knowledge of risk and IT-dependent controls, and the ability to translate findings into
Join us at Charles Schwab as our next Senior QA Audit Manager:
Broker-Dealer Controls in Westlake, TX, United States.
Consider building your career as a Senior QA Audit Manager:
Broker-Dealer Controls at Charles Schwab.
The Senior QA Audit Manager:
Broker-Dealer Controls position in the Finance, Legal field is open for applications.
We have an opening for a Senior QA Audit Manager:
Broker-Dealer Controls in Westlake, TX, United States within Finance, Legal.
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