Hybrid Senior Compliance Analyst

Position: Hybrid Senior Compliance Analyst at Equitable
Elevate your career as a Senior Compliance Analyst within Equitable's Asset Management team. This hybrid role focuses on compliance operations, regulatory oversight, and investment program enhancements.

As a Senior Compliance Analyst, you will navigate Ontario Securities Act, FINTRAC, and OSC guidelines for compliance.

Your role includes day-to-day compliance monitoring, research on regulatory developments, and data analysis. This position offers a collaborative atmosphere where your expertise in investment compliance and regulatory frameworks is highly valued.

Key Responsibilities:

• Conduct compliance monitoring and testing for investment policies

• Research and summarize regulatory developments impacting compliance

• Enhance investment compliance frameworks and documentation

• Produce monthly compliance dashboards and trend analysis

• Analyze transactions and compliance exceptions, advising management

Requirements:

• University degree in Finance, Business, or related field

• 3-5+ years in investment compliance or risk management

• Strong understanding of securities regulation and compliance obligations

• Advanced data analysis skills using Excel and compliance systems

• Excellent communication and organizational skills

Make a meaningful impact through compliance expertise at Equitable in this key role.