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Regulatory Compliance Specialist Financial Crime

Securities Compliance Officer & Regulatory Risk Lead

Job in Toledo, Lucas County, Ohio, 43614, USA
Listing for: WesBanco
Full Time position
Listed on 2025-12-08
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Crime
  • Law/Legal
    Regulatory Compliance Specialist, Financial Crime
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A regional financial institution in Toledo, Ohio, seeks a Compliance Officer to conduct regulatory monitoring and ensure compliance with laws and regulations. The ideal candidate will have a minimum of three years' experience in the securities industry, proficiency in compliance-related tasks, and the ability to provide guidance to advisors. Essential qualifications include significant knowledge of FINRA rules, completion of Series 7, 63 & 65 or 66, and obtaining Series 24 within 90 days of hire.
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