More jobs:
Compliance Officer, Finance & Banking
Job in
Tonbridge, Kent County, TN9, England, UK
Listed on 2026-01-20
Listing for:
James Frank Associates
Full Time, Contract
position Listed on 2026-01-20
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
This is an exciting time to join a thriving organization who are seeking a Compliance professional with strong Quality Assurance and regulatory policy expertise to join the Risk and Compliance function in the firm.
The successful candidate will play a pivotal role in delivering high-quality monitoring reviews, interpreting regulatory frameworks and overseeing general compliance.
Key Responsibilities:
* Monitor, interpret and communicate regulatory developments, publications and communications
* Conduct details QA assessments to ensure all internal policies are adhered to, whilst meeting all regulatory expectations
* Review all regulatory publications / communications
* Perform administrative duties within the Compliance function of the firm
* Contribute to dayto-day governance activities and project work
* Assist in ensuring all internal policies and governance is maintained and adhered to
Key
Experience:
* Strong experience in compliance monitoring, quality assurance or advisory, ideally within a regulated environment
* Strong understanding of PRA / FCA regulations and compliance risk
* Ability to work both independently and as part of the wider team
* Excellent communicator, confident liaising with colleagues and clients of all levels
* Previous experience in banking or financial institution is a must
This is an excellent opportunity to join a thriving organization on a 6-month contract, working closely with the Compliance and Regulatory departments.
CVs are being reviewed, so please apply now for immediate consideration
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