Audit Manager , Compliance Audit Centre of Excellence

Audit Manager I, Compliance Audit Centre of Excellence (571)

1 week ago Be among the first 25 applicants

Work Location: Toronto, Ontario, Canada

Hours: 37.5

Line Of Business: Audit

Pay Details: $81,600 - $115,200 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job‑related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Department Overview: Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank. Safeguarding the reputation of TD's good governance depends on us.

We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

Job Description: The Compliance Audit Centre of Excellence (CoE) is focused on strengthening TD's audit approach for regulatory compliance risk. As an Audit Manager I, you’ll play a key role in building and implementing the compliance coverage model and supporting the roll‑out of the CoE strategy. You will partner with audit teams to provide guidance on compliance coverage and testing, and you will also take part in planned audits where you will deliver hands‑on testing and CoE support.

• Support the build‑out and implementation of the compliance coverage model for enhanced audit coverage of regulatory compliance risk.
• Partner with audit teams to provide subject matter expertise for planning, risk assessment, execution of audits and reporting with a high degree of complexity.
• Support the roll‑out of tools, templates, and guidance to help audit teams deliver high‑quality compliance audit work.
• Partner with Audit's Data & Analytics Team to leverage support for automation.
• Develop great working relationships with audit teams through clear communication and effective stakeholder management.
• Support Audit's annual planning and risk assessment process as needed.

• Plan and lead audit activities that require alignment across multiple areas and execute follow‑ups of findings arising from internal audits and regulatory reviews as per the standards.
• Lead the ongoing audit communications and the reporting process with the client, senior management and external auditors.
• Guide the team and participate in identification, design, testing and implementation of a wide range of complex audit initiatives.
• Identify and resolve key issues by providing guidance for complex situations and report non‑standard issues to the appropriate levels and shareholders where required.
• Keep current on emerging trends and evolving regulatory requirements to find opportunities, and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team.
• Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results.

• Over 5 years of relevant experience with undergraduate degree.
• Relevant professional certifications, accounting designations.
• Hands on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications.
• Profi…