Analyst – Regulatory Client Outreach

Our client, a Top 5 Bank in Canada is looking to hire an Associate - Regulatory Client Outreach for their team with an initial of 12 contract which is renewable. This role is currently hybrid in Toronto office.

Candidate Requirements/Must-Have skills:

Minimum of 3-5 years of experience in:

Regulatory Compliance

Client Onboarding

Trade Control/Trade Desk Support or operations preferably in the Capital Markets line of business

Familiarity with Capital Markets Clientelle Business and product knowledge Familiarity with institutional clients including Asset managers Insurance companies Pensions Sovereign Wealth Funds ???????

Good research, analysis and documentation skills to collect, validate and consolidate the required data/information into appropriate formats. Possess some technical skills and have a comfort level working with existing and new technology and software applications.
Nice to Have:
o Regulatory Environment - Financial Services - Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT, NMS, CIRO (IIROC)
o Knowledge of Retail, Commercial and Wealth Business and their clients in FI is an Asset
o Data management experience and applicable techniques..