Senior Manager, Regulatory Risk & Governance

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Requisition

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

The role:

Contributes to the overall success of the Global Finance, Regulatory Risk Governance group (1B) ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s mandate and overall objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures and is responsible to monitor and improve internal controls for Global Finance operations across Canada, IB, GWM and GBM.

The incumbent must possess proven Financial and Accounting acumen including relationship and influencing skills.

The Senior Manager will be accountable for reviewing outstanding controls and reporting issues, performing analysis to identify themes, determining the root cause of operational weaknesses, preparing dashboards and reports to communicate the current state of internal controls and the operational performance of Global Finance. In addition, expected to develop sound solutions and, in some cases, implement those solutions or coordinating such implementation with others.

The Senior Manager of Global Finance Internal Controls Function – 1B, provides guidance, advice & counsel, and effective challenge to GF business processes to ensure adherence to and effectiveness of business controls to meet obligations with respect to operational risk, regulatory compliance risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management (RCM) Framework, and the Guidelines for Business Conduct.

Is this role right for you? In this role, you will:

• Manage the implementation of the RCM framework to assure that:
  • The RCM framework is designed, implemented, and maintained in a manner that is tailored to the needs of each business activity.
  • Compliance policies, procedures and practices are regularly reviewed so that they remain adequate and appropriate to control regulatory compliance risk.
• As the designated Global Finance – 1B representative, responsible for all risk-related matters within Finance, including:
  • Global Finance control effectiveness assessment, key risk indicators (KRI) monitoring & reporting, operational risk & control self-assessment (RCSA), operational risk event (ORE) reporting, new initiative risk assessments (NIRAs), End-User-Computing (EUC), Third-party Risk Management (TPRM), Related-Party oversight, Issues Management, Records and Information Management (RIM), scenario analysis and Business Environment assessments
• Collaborate and develop strategic partnerships with Finance, Audit, Operational Risk and Compliance Risk to implement and optimize the model with changes resulting from audit findings, regulatory, compliance and policy reviews.
• Design and maintain specific training to ensure ongoing compliance with changing regulatory requirements including dissemination of enterprise-wide policies to Global Finance teams.
• Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
• Actively pursue effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, OBE and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, and the Guidelines for Business Conduct.
• Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
• Champion a high-performance environment that fosters an inclusive work environment.

Do you have the skills that will enable you to succeed in this role? - We'd love to work with you if you have:

• Prior experience in Finance or Audit or Risk environments of 8+ years.
• Professional Accounting…