Internal Audit Sr. Manager - Compliance

Position: Internal Audit Sr. Manager - Compliance (multiple openings)

Job Description

What's the opportunity?The Senior Manager Regulatory Compliance Audit is a curious, dynamic, adaptable, solution-oriented leader and self-starter. As a subject matter expert in compliance risk management you will be leading enterprise level audit assurance projects, contributing to development of continuous assurance/monitoring audit approaches, and development of audit’s regulatory compliance Center of Excellence (CoE). You will also act as a trusted advisor to auditees and business platform/regional audit teams globally.
The RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.
What will you do?

Audit Planning using a risk-based approach lead the end-to-end planning, execution and assesses the effectiveness of key risk management practices within Regulatory Compliance second line of defense.

Working closely with internal clients at all levels in developing audit findings, audit reports and recommendations regarding business process optimization, implementing regulatory compliance management program, internal control, and compliance.

Actively contribute to the development of continuous monitoring and continuous assurance using data analytics to monitor and report key emerging inherent risk areas and weaknesses in control environment.

Support the development of Compliance CoE, remaining abreast of regulatory changes to provide effective advisory support to audit teams in covering first line Compliance controls relevant to their business, and 2nd line audit teams on regulatory compliance program testing (under OSFI E13 Guidelines). Develop and Maintain Compliance Standard Audit Programs in use across the group.

Proactively initiate discussions and solutions to new opportunities, challenges and approaches, and challenge status quo. Developing and maintaining productive client and team relationships through individual contacts and group meetings.

Develop and maintain authentic, positive, and productive working relationships with senior leaderships in Regulatory Compliance and in Audit

What do you need to succeed?
Must-Haves:

5+ years of experience in internal audit coupled with relevant risk management experience within first or second line of defense.

University degree (e.g. business, accounting, legal).

Experience drafting and negotiating findings and audit reports.

Strong understanding of risk governance frameworks (i.e. OSFI E-13, Operational Risk framework, etc.).

Nice to have:

Professional designation (e.g. accounting, audit, financial crimes, risk management certifications)

Experience working for large scale, matrixed organizations.

Regulatory compliance management experience in a large financial institution, professional consulting/accounting firm.

What’s in it for you? We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities and achieving success that is mutual.

A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions and stock where applicable.

Work with and learn from our extensive global network of people, including risk management professionals, data scientists, researchers, and various subject matter experts.

Leaders who support your development through coaching and managing opportunities.

Opportunities to do challenging work.

#LI-POST
Job Skills
Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented
Additional Job Details

Address:

20 KING ST W:

TORONTO

City:

Toronto

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

INTERNAL AUDIT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

Final date to receive applications:

Note: Applications will be accepted…