Head of Self-Clearing Brokerage, COO

Location:

Toronto, ON

In-Office Preferred
This executive role will lead the end-to-end operation of a Canadian self‑clearing brokerage. Reporting directly to the CEO, the COO will oversee daily operations across clearing, settlement, margin, client financing, and regulatory compliance. This is a hands‑on leadership opportunity for someone who has operated a full-service carrying broker or clearing firm in Canada, and who thrives in a regulated, high-growth environment.

Key Responsibilities

Oversee full daily operations of a CIRO-regulated brokerage

Lead transition from Type 3 dealer to full self-clearing model

Manage clearing, settlement, reconciliation (equities, options, FX)

Oversee margin lending, financing, and liquidation processes

Ensure CDS participant readiness and compliance

Lead risk management, corporate actions, client onboarding, and asset protection

Coordinate with compliance, risk, AML, and treasury teams

Operate with direct access to global systems, models, and leadership

Requirements

Proven experience running a Canadian self-clearing or carrying broker

Deep knowledge of CIRO, CDS, and Canadian brokerage infrastructure

Expertise in financing, margin, and client asset operations

Background as an operator — not just a strategist or department lead

Regulatory engagement experience

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