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Strategic Regulatory Compliance Lead Wealth Management
Job in
Toronto, Ontario, C6A, Canada
Listed on 2026-02-28
Listing for:
The Successful Investor
Full Time
position Listed on 2026-02-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
A reputable wealth management firm in Toronto seeks a Senior Regulatory Compliance Specialist. The role involves ensuring adherence to securities laws, supporting compliance operations, and conducting audits. The ideal candidate has a relevant Bachelor's degree, at least 5 years of experience in compliance within a registered firm, and strong analytical and communication skills. This position offers a dynamic work environment and requires excellent attention to detail.
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