FCRM Testing Analyst -Technology Testing

Overview

Description Du Poste

The (Canada, Europe, and Asia-Pacific).

Toronto, Ontario, Canada

37.5 hours per week

Lutte blanchiment d’argent

$69,700 - $98,400 CAD

La TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles de l’expérience collègue à la TD. Le salaire de base offert peut varier en fonction des compétences et de l’expérience du candidat, de ses connaissances professionnelles, de son emplacement géographique et d’autres besoins particuliers du secteur et de l’entreprise.

En tant que candidat, nous vous encourageons à poser des questions sur la rémunération et à avoir une conversation franche avec votre recruteur, qui pourra vous fournir des détails plus précis sur ce poste.

The Financial Crime Risk Management (FCRM) Enterprise Testing Team (formerly Global Anti-Money Laundering) sits within the second line of defense and conducts design and operating effectiveness testing of AML/ATF, Sanctions, and ABAC controls (collectively referred to as "FCRM Controls") within TD's business lines, relevant operational and control units (including the Financial Intelligence Unit (FIU)), and key FCRM technologies, Enterprise-wide (Canada, Europe, and Asia-Pacific).

The FCRM Testing Analyst executes independent testing of FCRM controls for assigned technologies (Applications/tools, etc.) across the Enterprise which entails FCRM risks.

This includes, but is not limited to, key FCRM technologies responsible for transaction monitoring, name screening, client risk rating, and reporting.

• Support the execution of testing engagement work (design and operating effectiveness testing) in accordance with established standards to achieve completion within target timelines.
• Independently perform tasks from end to end.
• Carry out work with some complexity, generally requiring a short-term focus.
• Conduct skilled analytical research and analysis as part of the testing engagement and initiatives.
• Proactively identify matters which require additional attention, further escalation, or review.
• Support follow-up of findings raised from testing engagements in accordance with established standards.
• Prioritize and manage individual workload to deliver quality results and meet assigned timelines.
• Manage ambiguity, and apply judgement to identify, troubleshoot and resolve issues.
• Requires working professional level knowledge of the functional area and/or business areas supported and applicable regulatory requirements.
• Generally, reports to a manager role.

• University degree/ college diploma or equivalent
• Ability to comprehend written codes/macros and develop scripts to conduct basic tasks such as query and parsing in SQL, Python or other languages.
• Basic knowledge of running codes in cloud environement.
• Ability to communicate effectively in both oral and written forms.

• Knowledge of IT General controls and control testing preferred but not required.
• Experience in AML/ATF, Sanctions, Audit, or control testing roles preferred but not required.

• Customer Accountabilities:
  Work collaboratively with the team throughout the testing engagement; present objective and independent advice & recommendations to control partners on the adequacy of RCM processes and controls in accordance with regulatory and internal requirements; provide light subject matter expertise and/or input to projects/initiatives as a representative for an area of the function; proactively identify matters which require additional attention, further escalation, or review.
• Shareholder Accountabilities:
  Prioritize and manage own workload to deliver quality results and meet assigned timelines; contribute to analysis, due diligence, and implementation of initiatives within defined area of responsibility; adhere to internal policies, standards and procedures, methodologies, and applicable regulatory requirements to contribute to the review of internal processes and activities and assist in identifying potential opportunities to improve controls;…