Analyst, Product Due Diligence

Work Location

Toronto, Ontario, Canada

37.5

Product Management

$69,700 - $98,400 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job‑related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

The TD Wealth Investment Manager Research (“IMR”) team is TD Bank Financial Group’s center of excellence and subject‑matter expert group for all managed investment products. IMR’s mandate is to maintain a high‑quality product shelf that supports our investment strategy, drives business growth, and delivers legendary client experiences within TD Bank’s risk appetite.

IMR is responsible for building, maintaining, and enhancing investment product oversight and research for preferred lists. Investment products include mutual funds, separately managed accounts (“SMAs”), exchange‑traded funds, alternatives (public and private), and other product types. The team conducts comprehensive investment manager and product due diligence, operational research, oversight, and product guidance.

Reporting to the Senior Manager, the Analyst will work with the Manager and the Senior Manager, Product Due Diligence to support the curation and management of the TD Wealth Product Shelf. Responsibilities include support in developing and maintaining all approved products, performing product due diligence, supporting policies and procedures, and conducting risk assessments. The role also involves product monitoring, including creating, maintaining, and distributing product information, as well as supporting ongoing product governance across TD Wealth.

• Ability to act as the primary point of contact for product‑related inquiries from internal partners and Advisors.
• Working knowledge of the Canadian investment dealer industry and an understanding of key developments, challenges, and opportunities.
• Initiative and the ability to deliver results independently or in collaboration with a diverse team.
• Strong communication skills and confidence in engaging with internal and external stakeholders.
• The ability to gather, interpret, and share relevant industry product due diligence insights, and to provide fact‑based opinions and recommendations.

• Help implement policies and programs approved by management and the Investment Risk Committee; ensure compliance with internal and external regulatory requirements.
• Support the oversight of product‑approval standards and procedures, optimizing resourcing while maintaining compliance with TD Bank and regulatory expectations.
• Participate in product shelf due diligence and onboarding responsibilities.
• Help design, implement, and optimize comprehensive product shelf controls, including end‑to‑end current‑state mapping and a roadmap for enhancements.
• Help identify, manage, mitigate, and prevent risks associated with the product shelf.
• Support the enhancement of the product shelf's quality within a Regulatory Compliance Management (RCM) framework.
• Work with the Manager, Product Due Diligence to identify and address emerging regulatory themes relevant to product shelves and distribution, leveraging strong knowledge of the securities regulatory environment and governance.
• Support the enablement of new and evolving product types, contributing to TD Wealth’s market share and profitable growth within its risk appetite.
• Assist in preparing updates on significant changes involving the firm, products, or market events, including tracking new developments and notable market news.
• Serve as a subject‑matter expert…