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Compliance Examiner: Field & Risk Reviews; Hybrid
Job in
Toronto, Ontario, C6A, Canada
Listed on 2026-09-23
Listing for:
CIRO / OCRI
Full Time
position Listed on 2026-09-23
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Auditor Accountant, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
CIRO / OCRI in Toronto is seeking a Business Conduct Compliance Examiner to join the Business Conduct Compliance team. In this role, you will conduct comprehensive assessments of firm activities, ensuring compliance with regulatory requirements. You will collaborate with various departments, perform examinations, and document findings. Ideal candidates will have a general undergraduate degree, 2–4 years of relevant experience, and examinations in the investment industry.
A hybrid work environment and competitive benefits are offered.
The following position is for a Compliance Examiner:
Field & Risk Reviews (Hybrid) with CIRO / OCRI. We are seeking a motivated Compliance Examiner:
Field & Risk Reviews (Hybrid) to join CIRO / OCRI in Toronto, ON, Canada. Consider building your career as a Compliance Examiner:
Field & Risk Reviews (Hybrid) at CIRO / OCRI.
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