Regulatory Surveillance Analyst

Behavox is shaping the future for how businesses harness their most important raw material - data. Our mission is bold:
Organize enterprise data into actionable information that protects and promotes the business growth of multinational companies around the world.

From managing enterprise risk and compliance to maximizing revenue and value, our data operating platform presents a widespread opportunity to build multilingual, AI/ML-based solutions that activate data for every function within a global enterprise.

Our approach is unique, and it’s validated by our customers who tell us to keep forging ahead because no one else is aggregating, analyzing, and acting on data to uncover opportunities or solve problems quite the way we are.

We are looking for fearless innovators who have an insatiable appetite for building what no one has built before.

The Managed Services team at Behavox is responsible for reviewing Trade and eComms surveillance alerts to support new and existing clients, offering high quality analysis and investigation to reduce regulatory risk. The team also works to improve our Compliance product to allow expansion, and support for new or existing clients in multiple markets. This team is responsible for ensuring that the quality of our product meets (or exceeds) the expectations of clients and regulators and is considerate of the risks facing the market across the different industry verticals.

This Regulatory Surveillance Analyst role is an exciting opportunity for the right talented individual to:

This is a hybrid position based out of our Toronto office.

• A deep and genuine interest in Behavox as demonstrated by a connection to its mission, marketplace and/or technologies
• Strong knowledge of market abuse and other forms of misconduct that manifest in financial services firms
• Good understanding of the regulatory landscape and where to find relevant guidance and insights on regulatory topics
• Good understanding of "trader speak" including surveillance operating models and governance
• Strong interpersonal and communication skills (written and verbal) accompanied by excellent analytical skills

• Decode "trader lingo/speak" and liaise with front office staff to understand complex trading concepts
• Understand and articulate the various forms of market abuse, conflicts of interest, and other potential misconduct within the financial domain
• Identify / escape non-standard communications or activities that hint at potential misconduct
• Stay abreast of recent regulatory and market changes/events to identify enhancements required to surveillance controls or framework (or other compliance related processes and controls)
• Work proactively and autonomously on complex projects that require research, analyze data and take data-driven decisions that contribute to specific business goals

• A truly global mission with a passionate community in locations all over the world
• Huge impact and learning potential as our aspirations require bold innovation
• Highly competitive compensation
• Benefits include fully covered health coverage for employee and family
• Generous time-off policy and flexible work schedule

We take Talent very seriously and we are building a community of extraordinary individuals…