Regulatory Compliance Examiner, Financial Markets
Listed on 2026-09-29
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Services
CIRO is seeking a Business Conduct Compliance Examiner to join the Business Conduct Compliance team in Toronto. The role involves conducting risk-based examinations of Dealer Member activities, applying CIRO rules, and producing clear examination reports to support remediation and regulatory compliance.
You will participate in fieldwork, collaborate with cross-functional teams, and help enhance examination processes while working in a hybrid schedule.
This posting is for the Regulatory Compliance Examiner, Financial Markets role at CIRO/OCRI, based in Toronto, ON, Canada.
Join CIRO/OCRI and contribute to our ongoing work.
Take a moment to read everything above and see whether this role is right for you.
We are looking to fill the Regulatory Compliance Examiner, Financial Markets position at CIRO/OCRI in Toronto, ON, Canada.
The Regulatory Compliance Examiner, Financial Markets role at CIRO/OCRI is now open for applications in Toronto, ON, Canada.
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