Senior Compliance Manager iQ

Position: Senior Compliance Manager at 3iQ
Elevate compliance standards with 3iQ as a Senior Compliance Manager, driving essential risk management and regulatory strategies in a remote-first culture. Support operations, ensure compliance, and deliver impactful decision-making across various compliance functions.

3iQ is seeking an experienced compliance professional to manage day-to-day compliance operations. The successful candidate will oversee compliance monitoring, regulatory tracking, and policy implementation while fostering collaborations across departments. This strategic role will report to the Chief Compliance Officer and requires strong compliance knowledge and problem-solving skills.

Key Responsibilities:

• Manage compliance monitoring and assessment processes

• Support strategic compliance reporting for senior management

• Conduct regular compliance testing and monitoring

• Track regulatory developments and assess business impacts

• Oversee investment management compliance activities

Requirements:

• 6 to 8 years in compliance within financial institutions

• Advanced knowledge of Canadian securities regulations

• Experience with global regulatory obligations

• Familiarity with anti-money laundering and compliance programs

• Strong analytical skills to translate regulations into business solutions

Leverage your expertise in compliance to guide 3iQ's commitment to regulatory excellence.