Senior Manager, Finance, Global Controls Office; Policies, SOX

Position: Senior Manager, Finance, Global Controls Office (Policies, SOX)
Work Location:

Toronto, Ontario, Canada

Hours:

37.5

Line of Business:

Finance Pay Details:$115,600 - $163,200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Department Overview:

The Chief Accountant's Department is responsible for TD Bank Group's consolidated financial statements and selected regulatory filings for Canadian subsidiaries. The Chief Accountant's Department ensures that all these filings are accurate, timely and compliant with the accounting and regulatory requirements set by different governing bodies.

The Global Controls Office (GCO), within the Chief Accountant's Department, supports the Controller and Chief Accountant in fulfilling their Controllership mandate. The GCO leads the Bank’s Internal Controls over Financial Reporting (ICFR) and disclosure controls programs, including providing guidance, monitoring progress, and forming conclusions to support executive SOX certifications. GCO is also responsible for establishing policies governing financial reporting controls and providing oversight over compliance with these policies.

Through its oversight and leadership, GCO plays a critical role in maintaining robust and effective financial reporting control environment across the Bank.

Job Description:

If you are a highly motivated professional looking to make an impact by putting your experience and ideas into practice, this role offers a unique opportunity to do so.

Reporting to the AVP, GCO, the Senior Manager, GCO will be responsible for providing strategic guidance and oversight over financial reporting governance policies and control frameworks owned by the Chief Accountant's Department, while identifying opportunities to enhance processes and controls. The role also supports key components of the Bank's ICFR program, projects and other initiatives impacting Finance.

This position requires building strong partnerships across the Bank (e.g. Internal Audit, Technology, Finance) as well as with External Audit. The Senior Manager, GCO represents the GCO on appropriate forums and assesses the potential impacts of change initiatives, emerging risks and issues on financial reporting policies and the execution of the ICFR  this role, you will:

Develop, maintain, and enhance the Bank’s policies and guidance related to financial reporting governance.

Provide expert advice on policies under your remit, including implementation considerations and interpretation guidance.

Design and deliver training to stakeholders on ICFR requirements, policies, and guidelines, and provide ongoing oversight and monitoring of compliance.

Act as a subject matter expert on SOX, NI 52‑109, and FDICIA requirements, providing timely and practical advice to senior management and business partners.

Prepare risk and control assessments, identify gaps, and recommend remediation actions, as required.

Manage the quarterly executive sub‑attestation (due diligence) process, chaired by the Controller and Chief Accountant, to support the Bank’s CEO and CFO compliance with NI 52‑109 requirements.

Execute annual ICFR program activities related to Entity‑Level…