Regulatory Compliance Manager Banking

Lead Regulatory Compliance Management at Haventree Bank using risk assessments, control frameworks, and Canadian regulatory knowledge. Support federally regulated banking compliance.
Reporting to the Senior Manager, Regulatory Compliance, this manager directs and operates Haventree Bank’s RCM framework. The work enhances policies, procedures, systems, and controls supporting regulatory requirements and industry codes. It serves the Bank’s alternative mortgage, GIC, and digital banking businesses.

Key Responsibilities:

Design and maintain regulatory risk and control assessment methodology
Administer Regulatory Compliance Management systems and coordinate business sign-offs
Research regulatory developments and disseminate changed requirements
Review controls, identify improvements, and monitor corrective action plans
Support compliance training, advisory work, reviews, and investigations
Requirements:
University degree in law, business, or equivalent experience
Four to five years in financial services or retail banking
Experience in compliance, audit, or internal control functions
Knowledge of Canadian banking laws and regulatory frameworks

Experience with GRC systems such as Resolver or Refinitiv
Apply regulatory expertise, control knowledge, and clear communication to strengthen Haventree Bank’s compliance framework and banking operations.