Regional Compliance Officer Wealth Management

Regional Compliance Officers at BMO Private Wealth apply regulatory governance and operational risk expertise from 100 King Street West. This role supports business operations within the jurisdiction.

As a Regional Compliance Officer, you will support BMO Private Wealth’s first line of defense programs. Your work spans compliance, AML, operational risk, internal controls, and governance. You will advise leaders, monitor developments, and coordinate practical regulatory changes.

• Implement and enhance first line risk and compliance programs
• Advise leaders on regulatory, AML, and control matters
• Monitor developments and coordinate required business changes
• Oversee policies, procedures, governance documents, and control frameworks
• Coordinate audits, examinations, findings, and remediation plans

• 5-7+ years in financial services risk or compliance
• First line risk program experience within regulated environments
• Understanding of risk frameworks, controls, and governance practices
• Experience supporting audits, examinations, reviews, and remediation
• Series 24 licence strongly preferred

Apply regional compliance expertise, regulatory guidance, and first line oversight to strengthen risk management at BMO Private Wealth.