Job Description & How to Apply Below
Join the Compliance Department responsible for oversight and strategy at TD Securities. This role emphasizes collaboration with Technology and Data teams to document processes and improve compliance reporting frameworks. With over five years in compliance or risk management, you will ensure effective monitoring, training, and alignment of controls.
Key Responsibilities:
• Design data governance and compliance reporting frameworks
• Produce dashboards for compliance metrics and trends
• Support issue management and remediation tracking
• Manage concurrent initiatives and stakeholder engagements
• Facilitate clear communication with senior stakeholders
Requirements:
• 5+ years in compliance or risk management within finance
• Strong skills in Excel and BI tools (Tableau/Power BI)
• Proven effectiveness in cross-functional collaborations
• Excellent communication for summarizing complex topics
• Familiarity with SQL and issue management tools
Leverage your analytical and strategic skills at TD Securities to enhance compliance governance in dynamic financial environments.
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Position Requirements
10+ Years
work experience
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