Senior Director Regulatory Advisory Delivery
Job in
Toronto, Ontario, M3C 0C1, Canada
Listed on 2026-11-04
Listing for:
Broadridge Output Solutions
Full Time
position Listed on 2026-11-04
Job specializations:
-
Management
Regulatory Compliance Specialist, Project & Program Management -
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Regulatory advisory delivery leadership defines this Senior Director role at Broadridge, based in the Greater Toronto Area with client travel required.
The Senior Director leads Emerging Technologies advisory engagements for Canadian financial institutions. You will shape proposals, target operating models, risk frameworks, regtech implementations, and production-ready controls. The role also develops delivery teams and practice assets.
Key Responsibilities:- Own advisory engagement scope, quality, margin, satisfaction, and product alignment
- Shape opportunities, statements of work, pricing, staffing, and delivery risk
- Lead regulatory and operating model engagements from assessment through implementation
- Design enterprise risk, compliance, RCSA, and internal control programs
- Represent Broadridge in executive meetings and regulatory readiness reviews
- Bachelor's degree or equivalent practical experience
- 12+ years in regulatory compliance, risk, operations, or consulting
- 5+ years leading consultants or multidisciplinary delivery teams
- Knowledge of CIRO, CSA, OSFI, FINTRAC, and provincial regulators
- Greater Toronto Area location and required client-site travel availability
Apply regulatory expertise, engagement leadership, and risk program knowledge to Broadridge Emerging Technologies advisory delivery.
Position Requirements
10+ Years
work experience
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