Senior Wealth Compliance Officer
Listed on 2026-10-07
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Finance & Banking
Regulatory Compliance Specialist, Financial Services, Wealth Management
Rockefeller Capital Management is seeking a Senior Compliance professional to provide coverage for the firm’s broker-dealer and investment advisory compliance program within the Rockefeller Global Family Office Compliance Team. The role encompasses branch, operations, and regulatory reporting responsibilities, including complaints, trade errors, and escalation.
The candidate should manage sensitive issues independently and advise senior management.
We are seeking a motivated Senior Wealth Compliance Officer to join Rockefeller Capital Management in Trenton, NJ, United States.
Consider building your career as a Senior Wealth Compliance Officer at Rockefeller Capital Management.
The Senior Wealth Compliance Officer position in the Legal, Management & Operations field is open for applications.
We have an opening for a Senior Wealth Compliance Officer in Trenton, NJ, United States within Legal, Management & Operations.
This role, Senior Wealth Compliance Officer at Rockefeller Capital Management, could be your next opportunity.
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