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Regulatory Compliance Specialist

Senior Financial Examiner – Securities Licensing

Job in Tumwater, Thurston County, Washington, 98511, USA
Listing for: State of Washington
Full Time position
Listed on 2026-01-11
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A governmental agency in Washington is seeking a Financial Examiner to review investment adviser and broker-dealer applications, ensuring compliance with financial regulations. The ideal candidate will have a Bachelor’s degree in finance or a related field and experience in financial analysis or auditing. This role includes analyzing financial statements, negotiating compliance conditions, and collaborating with regulatory agencies. Benefits include a hybrid work schedule, medical coverage, and commitment to diversity and inclusion.
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Position Requirements
10+ Years work experience
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