Manager, Risk & Regulatory Consulting - Anti-Financial Crimes

Join to apply for the Manager, Risk & Regulatory Consulting - Anti-Financial Crimes role at Forvis Mazars US

Join to apply for the Manager, Risk & Regulatory Consulting - Anti-Financial Crimes role at Forvis Mazars US

Get AI-powered advice on this job and more exclusive features.

• Advising and assisting clients on requirements of their BSA/AML and Sanctions Compliance Program, including customer lifecycle support (e.g., KYC, Enhanced Due Diligence (EDD) and Customer Due Diligence (CDD), adverse media screening), Transaction Monitoring, Anti-Bribery and Corruption (ABC) and AML compliance system implementation/tuning.
• Assessing BSA/AML risk at the enterprise and/or business unit level and helping implement detection and comprehensive compliance programs
• Conducting BSA/AML Risk Assessments for the purposes of assessing risks within various lines of business and ensuring proper controls are in place to mitigate identified risks
• Understanding complex AML investigations and analysis in diversified financial services operations, including alert and case disposition and Suspicious Activity Report (SAR) narrative preparation.
• Managing all phases of the engagement, including the execution of the project deliverables, communications with the project team
• Managing client-side relationships and project stakeholders to facilitate seamless delivery and project fulfillment
• Identification of significant emerging issues that impact our client base

• Advising and assisting clients on requirements of their BSA/AML and Sanctions Compliance Program, including customer lifecycle support (e.g., KYC, Enhanced Due Diligence (EDD) and Customer Due Diligence (CDD), adverse media screening), Transaction Monitoring, Anti-Bribery and Corruption (ABC) and AML compliance system implementation/tuning.
• Assessing BSA/AML risk at the enterprise and/or business unit level and helping implement detection and comprehensive compliance programs
• Conducting BSA/AML Risk Assessments for the purposes of assessing risks within various lines of business and ensuring proper controls are in place to mitigate identified risks
• Understanding complex AML investigations and analysis in diversified financial services operations, including alert and case disposition and Suspicious Activity Report (SAR) narrative preparation.
• Managing all phases of the engagement, including the execution of the project deliverables, communications with the project team
• Managing client-side relationships and project stakeholders to facilitate seamless delivery and project fulfillment
• Identification of significant emerging issues that impact our client base

• 5 years or more of experience in financial crimes roles with a focus on AML, KYC, BSA, SARs, Sanctions, and Internal Audit programs within the financial services industry
• Prior experience as a consultant in the Big Four, or equivalent, including RFP response and materials creation (PowerPoint)
• Proficiency in MS Office:
  Word, Excel, PowerPoint, and Outlook
• Strong understanding of BSA, AML, Sanctions, and other related regulatory compliance requirements
• Knowledge of AI tools, including prompt engineering, and other methods of machine learning used within the Financial Crimes Compliance industry
• Prior experience with Financial Crimes Compliance software (e.g., Verafin, NICE Actimize, Mantas

• CAMS certification
• Bring independent thinking skills by making decisions related to engagements to include dynamic problem solving, risk assessment, quality control, and data and information evaluation
• Possess exceptional interpersonal skills, with the ability to build strong client relationships and collaborate effective with diverse teams.
• Demonstrate strong verbal and written communication skills, including the ability to communicate complex ideas clearly and concisely.
• Uphold a professional demeanor aligned with high ethical standards, sound judgement, and accountability.
• Show reliability and commitment to deadlines, along with a proactive…