Finance Executive

Position: Finance Executive (12-Month Fixed Term Contract)
Location: City

Finance Executive (12-Month Fixed Term Contract)

Salary: £45,000 £ 55,000 per annum (dependent on experience)
Contract: 12-month Fixed Term Contract
Location: Central London
Sector: Financial Services / Independent Financial Advice

About the Role
We are recruiting on behalf of our client, a well-established Independent Financial Advisory firm based in Central London, for a Finance Executive to join their technical and client support function on a 12-month fixed term contract.

This role sits firmly within technical support and report writing, working closely with Consultants and Directors to support the delivery of high-quality, compliant financial planning advice. It is not an advisory role and would suit someone who enjoys technical analysis, research, and producing suitability documentation rather than progressing into an adviser position.

Key Responsibilities

• Research and technical assessment of cases submitted by Consultants
• Drafting accurate, compliant suitability letters and reports in line with internal procedures and FCA requirements
• Acting as the primary author of suitability documentation, subject to peer review
• Analysing client data and meeting notes to support recommendations
• Supporting Consultants with client queries and technical problem-solving
• Liaising with Compliance on technical or regulatory matters
• Managing complex cases and ensuring high standards of accuracy and detail
• Maintaining full and accurate records of all client and third-party communications
• Ensuring all client files remain compliant on an ongoing basis
• Keeping up to date with legislative and regulatory changes, including Consumer Duty
• Adhering to AML, Data Protection, and internal compliance procedures at all times
• Ensuring client outcomes are fair, transparent, and in line with best practice
• Supporting and mentoring more junior team members where appropriate

About You
This role will suit someone who:

• Has 2 3+ years experience within an IFA or financial planning environment
• Is Diploma qualified in Regulated Financial Planning (minimum)
• Has strong pensions knowledge, with broader technical exposure desirable
• Has experience producing bespoke suitability reports
• Demonstrates strong technical understanding and attention to detail
• Is comfortable working in a technical, behind-the-scenes role
• Is not currently an Adviser and does not wish to progress into an advisory role
• Is eager to continue developing technical expertise at a steady pace
• Understands compliance obligations and FCA regulatory standards
• Works well as part of a collaborative team and supports high-quality output

Why Apply?

• Join a respected financial services business in a central London location
• Gain exposure to complex, high-quality technical work
• Competitive salary (£45,000 £ 55,000 DOE)
• Fixed-term opportunity ideal for candidates seeking stability and development without adviser pressure
• Rolling recruitment process with interviews taking place as applications are received

Click apply below to be considered.