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SIPP & FCA Compliance Monitoring Lead
Job in
Rhondda, Rhondda Cynon Taf, CF42, Wales, UK
Listed on 2026-05-30
Listing for:
Alexander Lloyd
Full Time
position Listed on 2026-05-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Financial Services
Job Description & How to Apply Below
A compliance consultancy firm in the United Kingdom is seeking a SIPP Compliance Monitoring Manager to manage compliance oversight across FCA-regulated entities. The role involves developing and executing a risk-based Compliance Monitoring Plan, ensuring adherence to FCA regulations, and producing insightful reports for management. Ideal candidates will have strong experience in compliance monitoring, knowledge of the FCA Handbook, and excellent analytical skills.
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