Director of Trade Data Analytics & Regulatory Transformation

Regulatory Reporting & Data Transformation Director, Trade Data Analysis and Transformation

Director

To apply, please email your name , contact details (phone & email) , and CV to

Reg Edge is a global boutique consulting firm dedicated to assisting financial institutions in navigating complex regulatory landscapes. Our team is comprised of former Big 4 consulting and industry professionals with extensive experience in capital markets. We have teams based in New York (USA), London (UK) and multiple locations in India.

Reg Edge is deepening its trade surveillance and regulatory reporting practice and is seeking a seasoned leader to own data quality and control frameworks across complex option and equity trade data. This is a high-impact role at the intersection of FINRA regulatory reporting, data engineering, and cross-functional program leadership. You will direct analytics initiatives across Trade Surveillance and business intelligence, automate compliance processes and reconciliations, and mentor the next generation of the team.

Oversee resource allocation and delivery for regulatory reporting initiatives, driving the design and implementation of control frameworks to ensure data quality, accuracy, and compliance. Lead management of complex option and equity trade data, validating execution accuracy and system linkages while enhancing database structures and developing SQL/Python solutions to meet FINRA requirements. Manage cross-functional data projects across Trade Surveillance, business intelligence, and regulatory reporting, coordinating stakeholder requirements, defining reporting standards, and guiding SDLC processes for seamless production transitions.

Direct analytics initiatives to deliver actionable insights, strengthen risk management, and optimize workflows, while expanding oversight to foreign equity transactions and ensuring integration with evolving regulatory frameworks. Provide strategic leadership in automating compliance processes and reconciliations through advanced scripting in Java, Python, and C#, enabling timely error resolution and improved reporting integrity. Collaborate with senior stakeholders to align data strategy with business objectives, while mentoring junior team members and fostering knowledge sharing to enhance organizational capabilities.

Oversee resource allocation and delivery for regulatory reporting initiatives, driving the design and implementation of control frameworks to ensure data quality, accuracy, and compliance.

Lead management of complex option and equity trade data, validating execution accuracy and system linkages while enhancing database structures and developing SQL/Python solutions to meet FINRA requirements.

Manage cross-functional data projects across Trade Surveillance, business intelligence, and regulatory reporting, coordinating stakeholder requirements, defining reporting standards, and guiding SDLC processes for seamless production transitions.

Direct analytics initiatives to deliver actionable insights, strengthen risk management, and optimize workflows, while expanding oversight to foreign equity transactions and ensuring integration with evolving regulatory frameworks.

Provide strategic leadership in automating compliance processes and reconciliations through advanced scripting in Java, Python, and C#, enabling timely error resolution and improved reporting integrity.

Collaborate with senior stakeholders to align data strategy with business objectives, while mentoring junior team members and fostering knowledge sharing to enhance organizational capabilities.

Master of…