FinOps Principal: Broker-Dealer Compliance & Audit Lead
Listed on 2026-10-07
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Marsh seeks an experienced Financial and Operations Principal to lead the Urbandale Fin Ops team and govern finance/ops for two regulated entities in a hybrid role (New York City or Urbandale, IA), requiring in-office presence at least three days per week.
The role reports to the CFO and drives regulatory filings, audits, and policy development in line with FINRA/SEC, with base salary range disclosed and incentive opportunities.
We are seeking a motivated Fin Ops Principal:
Broker-Dealer Compliance & Audit Lead to join Marsh in Urbandale, IA, United States.
We appreciate your interest in this position.
Join Marsh and contribute to our ongoing work.
Take a moment to read everything above and see whether this role is right for you.
This posting is for the Fin Ops Principal:
Broker-Dealer Compliance & Audit Lead role at Marsh, based in Urbandale, IA, United States.
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