Reorg Administrator

Leede Financial is one of Canada’s leading full-service investment dealers and provides a full range of investment products and services to clients all across Canada. Our diverse group of experienced and knowledgeable investment advisors and portfolio managers help clients achieve their long-term financial goals by offering independent, timely, and objective financial advice.

The Reorg Administrator focuses on accurately reflecting any changes, resulting from corporate actions, in the firm’s resource management software (Dataphile). This individual uses their deep understanding of both corporate action implications, and the software’s capabilities or limitations, to effectively process corporate action events in an accurate and timely manner.

• Reorg Event Processing (Electronic) – Ensure corporate action processing properly reflects any changes outlined in the corporate reorganization.
• Reorg Event Correspondence (Voluntary) – Provide Investment Advisors relative and pertinent information regarding corporate action events, and to accurately execute any Investment Advisor’s tendered instructions in the appropriate manner.
• Rights and Warrants – Process the distribution of rights and warrants and manage any exercise instructions received via Investment Advisor correspondence.
• Advanced Reorg Processing – Includes legend removals, escrow agreements, splits, transfers, and elections.
• Deposits, Withdrawals, and Tenders – Monitor and process CDS deposits (domestic), as well as foreign deposits, withdrawals, and tenders, via DTC.
• Client Reporting – In cooperation with the Finance Manager, ensure corporate action processes are correctly reflected in client tax documents and profit/loss reporting.
• Physical warrants exercises

Salary and benefits will be competitive with industry standards and subject to candidate qualifications. Candidates wishing to be considered for this employment opportunity should submit their résumé and cover letter.

We strive to foster a workplace that reflects the diversity of people and the clients we serve, and we are committed to excellence and inclusion in our organization. We welcome applications from all qualified candidates. We thank all those who apply; however, only those selected for an interview will be contacted.