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Job Description & How to Apply Below
The Senior Field Supervision Manager provides Tier 1 daily supervision for advisors registered with CIRO at Manulife Wealth Inc. This senior role supports high-value and high-risk offices through onsite visits, training, escalations, and compliance guidance. You will partner with Regional Field Supervision and Line 2 Compliance.
Key Responsibilities:
Approve daily, monthly, and quarterly trade reports
Review new accounts, KYC updates, suitability, and exceptions
Handle complex supervisory items and escalate non-compliance
Conduct annual branch and onsite reviews
Coach advisors and Field Supervision Associates
Requirements:
Three to five years of CIRO supervision or compliance experience
CIRO Supervisor and Registered Representative registration
CSC, CPH, and Investment Dealer Supervisors Courses completed
Strong regulatory knowledge and analytical judgment
Mandarin proficiency and regular regional travel availability
Apply senior compliance expertise to CIRO supervision, complex escalations, advisor training, and branch oversight at Manulife Wealth.
Position Requirements
10+ Years
work experience
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