Financial Services Enforcement Investigator

Investigate misconduct across financial services with BCFSA, applying regulatory legislation, evidence management, and administrative fairness from British Columbia.
This Senior Investigator conducts high-risk files involving financial institutions, real estate licensees, and mortgage brokers. You will develop investigation plans, obtain evidence, assess legislative breaches, and recommend referrals or improvements. The position supports BCFSA’s mandate to set and enforce standards across B.C.’s financial services sector.

Key Responsibilities:

Develop investigative plans using established investigative best practices
Obtain verbal, documentary, and physical evidence
Determine investigative data validity and analyze results
Recommend referrals, policy improvements, and legislative changes
Build relationships with stakeholders, industry, and the public
Requirements:
Several years of related investigations experience or equivalent preparation
Knowledge of relevant legislation, regulations, and regulatory policies
Knowledge of risk management principles and methods
Ability to establish elements of legislative breaches
Ability to exercise judgment, initiative, and discretion
Bring enforcement-focused investigation skills, regulatory judgment, and stakeholder engagement experience to BCFSA’s financial services mandate.