Regional Manager, National Supervision; West

Position: Regional Manager, National Supervision (West)
Job Description Regional Manager, National Supervision (West)  Build the future with us Are you driven by coaching and regulatory process and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Regional Manager, National Supervision, you will play a key role in iA Private Wealth Compliance .

This position is a great opportunity to showcase your skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation.
What you’ll accomplish with us   Ensure all direct reports and staff are sufficiently proficient, adequately trained, coached, mentored and have access to the necessary technological tools and systems applications to execute their assigned duties.
Oversee and manage the conduct and performance of all direct reports, providing timely and effective feedback to staff members as required
Responsible for interviewing/hiring new staff members
Ensure all staff performance reviews (probationary, semi-annual and annual) are completed in a timely manner
Provide local, regional, national or company-wide compliance leadership/expertise
Write Procedures for the Branch Manager Supervision Team procedure manual
Work with the Director of T1 to set team/division goals
Motivates the team to achieve the team goals and or pivot as necessary; influences the team’s service level and ability to achieve its objectives in terms of quality, volume and deadlines
Implement strategic processes while periodically balancing employee workloads among the team
Meets the proficiency requirements of a supervisor for retail and managed accounts
Work with internal and external strategic partners, committees, executives to influence, persuade, implement compliance policies, processes and goals
Train and develop new and existing members of the Branch Manager Account Supervision Team
Proficient in delivering presentations and public speaking at all levels including National Conferences
May be responsible for other tasks assigned as necessary
Support in the development and implement compliance service offering that is aligned with iA PW corporate philosophy with documented policies, procedures and training materials for advisors, branch managers and staff
Assist in the delivery of all advisor compliance communications and work closely to ensure consistency in the delivery of services within advisor expectations
Identify opportunities to enhance efficiency and effectiveness of the firm’s compliance and supervision systems
What could accelerate your success in this role   Has 7 years or more relevant investment industry experience with a CIRO member firm or an ICPM acceptable to the Corporation
Is known for exceptional communication skills, with the ability to communicate effectively in both written and spoken English. French language proficiency is considered a strong asset.
Holds a valid Canadian Securities Course (CSC) certification and possess a valid Branch Manager designation/registration (mandatory).
Stands out for a strong understanding of industry regulations and requirements, with the ability to apply them effectively while balancing business development objectives and risk management considerations.
Demonstrates strong organizational skills and time management, effectively prioritizing multiple responsibilities and meeting deadlines in a fast-paced environment.
Is recognized for their coaching and mentoring capabilities, providing strategic guidance, monitoring progress, and fostering the professional growth and development of team members.
Stands out for their ability to manage multiple projects…