Senior Manager, Healthcare Forensics and Compliance - Disputes, Claims & Investigations
Listed on 2026-10-15
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Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
At Stout, we’re dedicated to exceeding expectations in all we do - we call it Relentless Excellence. Both our client service and culture are second to none, stemming from our firmwide embrace of our core values:
Positive and Team-Oriented, Accountable, Committed, Relationship-Focused, Super-Responsive, and Great communicators. Sound like a place you can grow and succeed? Read on to learn more about an exciting opportunity to join our team.
This role sits at the intersection of forensics, compliance, and financial services advisory, leading complex investigations, regulatory engagements, and dispute-related consulting work. The Senior Manager drives integrity across client engagements and internal initiatives, drawing on deep securities industry expertise to support litigation, compliance assessments, and risk mitigation strategies. The role leads high-profile forensic investigations and compliance initiatives that promote integrity, accountability, and defensible outcomes, strengthening client and organizational risk posture by identifying, investigating, and mitigating fraud, misconduct, and regulatory exposure.
The Senior Manager also shapes and enhances compliance frameworks aligned with evolving regulatory requirements, industry standards, and securities market practices, serving as a trusted advisor to senior leadership and clients on complex risk, compliance, and dispute-related matters. The role drives business growth by drawing on industry relationships and identifying new client opportunities within the financial services sector, while building and mentoring high-performing teams that reflect a culture of excellence, collaboration, and continuous improvement.
You’ll Do
- Lead and oversee complex forensic investigations, including financial, operational, regulatory, and litigation-related matters
- Manage dispute resolution and consulting engagements, serving as a subject matter expert on securities industry rules, trading practices, and compliance standards
- Develop, implement, and enhance policies, procedures, and controls to ensure regulatory compliance and mitigate risk
- Partner cross-functionally with Legal, Finance, IT, HR, and client stakeholders to support investigations and drive corrective actions
- Conduct enterprise and client risk assessments, identifying vulnerabilities and recommending practical mitigation strategies
- Monitor regulatory developments (for example, SEC, FINRA, AML/KYC, FCPA, and SOX) and emerging risks, advising on industry trends and compliance expectations
- Prepare and present clear, concise, and defensible reports for senior leadership, clients, regulators, and legal proceedings
- Manage relationships with external auditors, regulators, law enforcement, and expert witnesses as needed
- Lead business development efforts, including developing pitch materials and proposals, attending industry conferences and building client relationships, and drafting thought leadership content
- Oversee project management across engagements, including work planning and execution, team leadership and mentoring, and budget tracking and engagement economics
- Review and guide staff work product, including financial analysis, trading data, and expert reports
- Use industry tools and technologies, such as Bloomberg, Lexis Nexis, CapIQ, Salesforce, and Relativity, to support analysis and reporting
- Bachelor’s degree in accounting, finance, criminal justice, or a related field; an advanced degree is preferred
- Professional certifications such as CPA, CFE, or CAMS, or securities licenses such as Series 7, 63, or 24, strongly preferred
- 10 or more years of experience in forensic investigations, compliance, risk management, or financial services consulting
- Deep knowledge…
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