Complex Assistant Manager

Job Description

Join RBC Wealth Management and become an integral member of the Complex Management Team by serving as the primary liaison between the complex, branches and other corporate departments. As the Complex Assistant Manager (CAM), you will accelerate and drive the firm’s strategic initiatives by fostering meaningful partnerships, relationships and an inclusive culture across the complex.

At RBC Wealth Management, your career progression matters to us. We offer training, development and learning resources so you continue to grow your career in a way that matters to you.

• Lead a team across multiple branches. Partner with recruiting in the staffing process and own overall hiring and training. Drive excellence by coaching staff and enabling performance using the tools and training available.
• Manage the Complex Operations Team and ensure all required Operations related policies are adhered to. Enable and prepare the complex and branches in compliance inspection process and develop action plans to address any gaps.
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• Assess suitability and risk for daily sales activities. Ensure branch staff members comply with regulatory, firm, complex and branch procedures, while resolving issues as needed.
• Ensure new advisors are properly onboarded, including overseeing the process of coordinating new clients’ paperwork, and ensure new advisors receive training on RBC’s policies and procedures. Proactively support Financial Advisors in building their business and effectively servicing their clients.
• Serve as a point of contact for multiple departments within RBC Tätigkeit Business Supervision Group, Compliance, Surveillance and Legal.
• Partner with the Complex Director to develop and finalize the overall budget and actively manage it to meet its expected results.

• 7+ years of industry experience
• 3+ years of leadership experience CC
• Demonstrated ability to effectively influence others while building relationships
• Ability to independently manage multiple demands and competing priorities and to work effectively in a fast‑paced, deadline‑oriented environment
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• Series 7, 8 (or 9/10) and 66 (or 63/65) and Insurance licenses required for each state in the complex

• Bachelor’s degree or equivalent working experience
• 5+ years of leadership experience
• Comprehensive knowledge of investment products and strategies, and understanding of the operations of a branch office

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice that helps our clientsๆ andARGS communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions and stock where applicable
• Leaders who support your development through coaching and management opportunities
• Ability to make a difference and lasting impact
• Work in a dynamic, collaborative, progressive and high‑performing team
• Flexible work/life Бат balance options
• Opportunities to do challenging work
• Opportunities to take on progressively greater accountabilities
• Access to a variety of job opportunities across the business

Coaching Others, Communication, Customer Acquisition Strategy, Customer Relationship Management (CRM) Strategies, Customer Value Management, Long Term Planning, Negotiation, Perseverance and Follow‑Through, Sales Channels, Sales Forecasting

ока Address: 401 UNION STREET: SEATTLE

City: плав Seattle

Country: метода United States of America

Work hours/week: 40

Employment Type:

Full time

Platform: WEALTH MANAGEMENT

Job Type: Regular

Pay Type:

Salaried

Posted Date:

Final date to receive applications:
Applications will be accepted until 11:59 PM on the day prior to the Final date to receive applications date above.

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world.…