Senior Compliance Analyst

About the Role We are seeking a talented Senior Compliance Analyst to join our Legal Compliance Leadership team in the Office of the General Counsel at a nationally recognized, publicly traded independent insurance agency. This is an exciting opportunity to serve as a strategic business partner and embedded risk advisor—not a compliance enforcer—supporting enterprise risk management and regulatory compliance while driving operational excellence across the organization.

Position Overview The Senior Compliance Analyst will serve as a critical bridge between internal audit functions, IT/IS controls, accounting operations, regulatory requirements, and business strategy. Unlike traditional compliance roles focused solely on enforcement and checklist completion, this position is fundamentally a business-embedded compliance/risk function. You will serve as a trusted advisor to senior leadership and business partners, helping the organization identify and manage risk while identifying opportunities for operational improvement.

Reporting to Legal Compliance Leadership within the Office of the General Counsel, you will support enterprise risk management across the organization and engage with all major business functions as a strategic partner.

What We're Looking For:

Four Roles in One This role requires you to be comfortable operating across four distinct competency areas, moving fluidly between them based on business need:

Business Consultant:
You identify opportunities to strengthen operations, improve processes, and implement innovative solutions. You understand business objectives and help translate regulatory requirements into practical improvements that add value. You think like a business partner, not a gatekeeper;

Investigator:
You conduct rigorous root cause analysis, dig into complex problems, and follow evidence wherever it leads. You ask tough questions, challenge assumptions, and develop data-driven findings presented independently and objectively to leadership;

Policy Architect:
You design governance structures, draft clear and practical policies, and build frameworks that enable the business to operate effectively within a risk-managed environment. You translate complex regulatory requirements into actionable guidance that works in real business contexts; and Analyst:
You leverage data, analytics, and quantitative methods to assess control effectiveness, identify trends, and support evidence-based decision-making. You're comfortable with Excel, SQL, statistical analysis, and translating data into clear insights.

Insurance Regulatory Environment This position operates within the complex, multi-state regulatory framework governing personal lines insurance. Key focus areas include:

State-by-state regulatory requirements and compliance obligations across all jurisdictions where the agency operates

Insurance department examination processes and regulatory readiness

Errors and omissions (E&O) risk management and mitigation strategies

Key Responsibilities Act as a strategic business partner and trusted advisor to senior leadership and cross-functional teams

Perform internal and IT audit functions, assessing control environments and operational effectiveness across the organization

Conduct rigorous, independent root cause analysis investigations related to compliance matters, E&O risks, and operational control failures

Research, analyze, and interpret multi-state insurance regulatory requirements and advise business partners on implications and best practices

Assess and advise on regulatory examination readiness and compliance testing

Design and draft practical policies, procedures, and governance frameworks that enable business effectiveness while managing risk Identify process improvement…