Senior Internal Audit Manager, Standards and Training

Your Opportunity We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world.

We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible, and understandable for all. As we enter our fifth decade, we are looking for talented, innovative, and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location(s).At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the finance industry together.

The Internal Audit Department (IAD) provides independent and objective assessments to determine whether significant risks are identified and appropriately reported to the Board and Executive Management, evaluate whether risks are adequately controlled, and support governance, risk management, and internal controls through effective challenge of Management.

Within IAD, the Professional Practices Group (PPG) designs and implements processes, training, and tools that support auditors to meet expectations of consistency and quality. The Standards and Training team within PPG is seeking an Internal Audit Senior Manager, Standards and Training to support the department’s ongoing management of IAD’s methodology and procedures. This individual contributor role provides critical support to IAD participating in strategic initiatives, managing key projects, and providing guidance to continually evolve to meet audit quality expectations for a large financial institution.

The successful candidate will bring deep knowledge of risk and control identification and assessment, IIA Standards and related internal audit regulatory requirements, and a strong command of internal audit methodology. The role requires the ability to effectively develop and provide ongoing guidance, training, and support to internal auditors at all experience levels whose key responsibility is evaluating the effectiveness of management’s control environment by assessing the design adequacy and operating effectiveness of the business’ internal controls, much of which are automated controls and controls that rely on system-generated data.

What You’ll DoManage the process to periodically update IAD’s charter, policy, procedures, templates, and other guidance to strengthen the overall implementation and interpretation of the internal audit methodology and lead efforts for consistent execution throughout the IAD.Regularly collaborate across IAD and manage projects to support change management, including identifying and considering opportunities for continuous improvement, effectively challenging proposed changes to methodology through coordinated efforts with key stakeholders, and supporting development and implementation.

Advise…