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Regulatory Compliance Specialist Risk Manager/Analyst

Senior Trade Review Officer, Brokerage Compliance

Job in Wheeling, Ohio County, West Virginia, 26003, USA
Listing for: WesBanco
Full Time position
Listed on 2025-12-15
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A regional banking institution is seeking a Compliance Officer to conduct trade reviews and ensure adherence to firm policies and regulatory requirements. The ideal candidate will have a strong background in the securities industry, with at least three years of relevant experience. Responsibilities include providing Principal Review on various financial products and guiding registered representatives through compliance-related issues. Candidates must possess strong analytical and communication skills, and hold relevant securities licenses.
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Position Requirements
10+ Years work experience
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