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Regulatory Compliance Specialist

Senior SBSD Compliance Officer – Global Markets

Job in Winter Park, Orange County, Florida, 32792, USA
Listing for: StoneX Group Inc.
Full Time position
Listed on 2025-12-15
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Law/Legal
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 150000 - 190000 USD Yearly USD 150000.00 190000.00 YEAR
Job Description & How to Apply Below
A financial services company in Winter Park, Florida, is seeking a Senior Compliance Officer for its Security Based Swap Dealer program. The ideal candidate will have over 7 years of compliance experience, particularly in securities and swap dealer regulations. You will lead compliance efforts, support regulatory filings, and ensure the firm meets all compliance obligations. This full-time, permanent role offers a hybrid schedule and an attractive salary range of $150-$190K, commensurate with experience.
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Position Requirements
10+ Years work experience
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