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Risk Manager/Analyst Regulatory Compliance Specialist

Consumer Duty Compliance & Governance Analyst

Job in Witney, Oxfordshire, OX28, England, UK
Listing for: Courtiers Investment Services Limited
Full Time position
Listed on 2026-02-18
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Regulatory Compliance Specialist
  • Business
    Risk Manager/Analyst, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 GBP Yearly GBP 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading investment services firm in Witney is seeking a Business Review Analyst to strengthen governance and compliance frameworks. The role involves conducting structured reviews of client files and operational processes to ensure adherence to FCA requirements. The ideal candidate will support important regulatory functions, such as Consumer Duty testing and AML monitoring, contributing to the firm's commitment to fair client outcomes and regulatory confidence.
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