Compliance Officer, Finance & Banking

A growing compliance company is looking for an experienced Compliance Officer to support clients with FCA authorisations and ongoing regulatory compliance.

This is a client-facing role suited to someone with strong FCA knowledge and hands-on experience managing regulatory applications.

Key Responsibilities

Manage FCA authorisation applications including SMCR, VOPs and ARs
Draft compliance policies, procedures and regulatory documentation
Liaise with the FCA and respond to regulatory queries
Monitor regulatory changes and provide compliance guidance
Manage multiple client relationships and projects Requirements

Experience with in FCA compliance or a regulated environment
Strong understanding of FCA regulations and filings
Excellent written and verbal communication skills
Ability to manage deadlines and multiple prioritiesBenefits

Hybrid working
20 days holiday + bank holidays
Birthday off
Private healthcare
Pension scheme
Ongoing training and progression opportunities