Director, Risk Monitoring & Regulatory Strategy
Listed on 2026-10-07
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Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance -
Management
Risk Manager/Analyst, Regulatory Compliance Specialist
FINRA is seeking a seasoned leader to manage Risk Monitoring Analysts and oversee risk assessments, reports, and regulatory responses within a defined business model. The role emphasizes timely delivery, quality control, and collaboration with Examinations and other departments to support FINRA’s investor protection mission.
The position requires graduate-level education, senior leadership experience in risk monitoring, and the ability to coach downline staff while coordinating with regulator
The following opportunity is for a Director, Risk Monitoring & Regulatory Strategy with Financial Industry Regulatory Authority, Inc.
Consider building your career as a Director, Risk Monitoring & Regulatory Strategy at Financial Industry Regulatory Authority, Inc.
The Director, Risk Monitoring & Regulatory Strategy position in the Finance, Management & Operations field is open for applications.
We have an opening for a Director, Risk Monitoring & Regulatory Strategy in Woodbridge, CT, United States within Finance, Management & Operations.
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