Senior Compliance Consultants; Wealth & Investments
Listed on 2026-10-10
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist
Senior Compliance Consultants (Wealth, Pensions, & Investments)
Location:
Remote
Contract: up to 3 months
Very decent day rates - inside IR35
We're supporting a client with multiple hires for contract roles for senior compliance professionals to support a regulatory due diligence projects within the wealth / investments / pensions space
. These are would start at short notice and are fully remote.
This is document-led, analytical work requiring strong regulatory judgement and the ability to risk assess existing frameworks, policies, processes, controls and governance at pace.
The work will involve:
- Reviewing existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales & advice processes etc)
- Identifying gaps, risks and areas requiring remediation or escalation
- Providing clear, pragmatic written and verbal feedback
We're keen to speak to contractors with:
- Senior compliance experience / previous SMF
16 experience (desirable not essential) from wealth management, IFAs, investment platforms or SIPP / pensions
Butler Rose is committed to equality in the workplace and is an equal opportunity employer.
Butler Rose Ltd is acting as an Employment Business in relation to this vacancy.
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