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Senior Compliance Policy Consultant

Job in York and North Yorkshire, York, North Yorkshire, YO1, England, UK
Listing for: HW Finance
Full Time position
Listed on 2026-09-29
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Services
Salary/Wage Range or Industry Benchmark: 55000 - 90000 GBP Yearly GBP 55000.00 90000.00 YEAR
Job Description & How to Apply Below
Location: York and North Yorkshire

Currently partnering with a highly regarded financial services organisation to recruit a Senior Compliance Policy Consultant into their established Group Risk function.

This is a fantastic opportunity for an experienced compliance professional or a financial advice specialist looking to broaden their exposure within a second-line compliance environment.

Working closely with senior stakeholders, you'll play a key role in interpreting regulatory change, providing expert guidance, and helping drive positive customer outcomes across the business.

Key Responsibilities:
  • Provide expert oversight, advice and constructive challenge on regulatory compliance matters.
  • Interpret and communicate regulatory developments, particularly within financial advice and FCA regulation.
  • Support the implementation of regulatory change programmes and business initiatives.
  • Act as a subject matter expert for complex regulatory queries.
  • Influence and support the development of effective conduct risk frameworks and controls.
  • Build strong relationships across risk, compliance and operational teams.
About You:
  • Strong understanding of FCA regulation, including Consumer Duty and Conduct of Business rules.
  • Background in Compliance, Risk, Financial Advice, or a related regulatory environment.
  • Ability to influence stakeholders and provide pragmatic, commercial guidance.
  • Strong analytical, communication and report-writing abilities.
  • Professional compliance qualifications or financial advice qualifications would be advantageous.
Position Requirements
10+ Years work experience
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