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Senior Compliance Policy Consultant
Job in
York and North Yorkshire, York, North Yorkshire, YO1, England, UK
Listed on 2026-09-29
Listing for:
HW Finance
Full Time
position Listed on 2026-09-29
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Services
Job Description & How to Apply Below
Currently partnering with a highly regarded financial services organisation to recruit a Senior Compliance Policy Consultant into their established Group Risk function.
This is a fantastic opportunity for an experienced compliance professional or a financial advice specialist looking to broaden their exposure within a second-line compliance environment.
Working closely with senior stakeholders, you'll play a key role in interpreting regulatory change, providing expert guidance, and helping drive positive customer outcomes across the business.
Key Responsibilities:- Provide expert oversight, advice and constructive challenge on regulatory compliance matters.
- Interpret and communicate regulatory developments, particularly within financial advice and FCA regulation.
- Support the implementation of regulatory change programmes and business initiatives.
- Act as a subject matter expert for complex regulatory queries.
- Influence and support the development of effective conduct risk frameworks and controls.
- Build strong relationships across risk, compliance and operational teams.
- Strong understanding of FCA regulation, including Consumer Duty and Conduct of Business rules.
- Background in Compliance, Risk, Financial Advice, or a related regulatory environment.
- Ability to influence stakeholders and provide pragmatic, commercial guidance.
- Strong analytical, communication and report-writing abilities.
- Professional compliance qualifications or financial advice qualifications would be advantageous.
Position Requirements
10+ Years
work experience
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